Announcement
Issuing Date | 2022/10/06 |
Reference No. | 1110019872 |
Subject | The provision of the "Guidelines for Securities Firms Applying for Home Office in Response to Severe Special Infectious Pneumonia (COVID-19) Incidents" (including a case checklist), " Establishing Information Security Inspection Mechanisms for Securities Firms" and " Securities firms internal control regulations" (including The internal audit implementation rules and audit schedule) is amended and takes effect immediately. |