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In an investor's non-restricted loan account with the same securities firm, collateral valued at more than 130% of the overall-account collateral maintenance ratio can serve as proof of assets when applying for extensions, credit limit changes, or contract renewals. The securities firm shall establish appropriate credit facility control and management measures for the aforementioned proof of assets. Therefore, Article 11 of the "Operating Rules for Securities Firms Handling Non-Restricted Purpose Loan" is amended. |