ETF Regulations
- For further information, please refer to Law Source Retrieving System of Stock Exchange and Futures Trading.
| Item | Regulation |
|---|---|
| Financial Supervisory Commission | |
| Issuance | Regulations Governing Securities Investment Trust Funds |
| Regulations Governing Futures Trust Funds | |
| Regulations Governing Offshore Funds | |
| Taiwan Stock Exchange | |
| Listing/Reopening application | Operating Rules of the Taiwan Stock Exchange Corporation |
| Taiwan Stock Exchange Corporation Directions For the Recognition of the Qualifications of Issuers of Exchange-Traded Funds and Underlying Indexes | |
| Taiwan Stock Exchange Corporation Rules Governing Review of Securities Listings | |
| Taiwan Stock Exchange Corporation Rules Governing Listing Contracts for Securities | |
| Taiwan Stock Exchange Corporation Rate Table for Securities Listing Fees | Trading/Market making | Taiwan Stock Exchange Corporation Rules Governing Trading of Beneficial Certificates |
| Taiwan Stock Exchange Corporation Securities Borrowing and Lending Rules | |
| Standards Governing Eligibility of Securities for Margin Purchase and Short Sale | |
| Taiwan Stock Exchange Corporation Operation Guidelines Governing Liquidity Providers of Beneficial Certificates | |
| Taiwan Stock Exchange Corporation Standards for Granting of Transaction Charge Discounts and Financial Incentives to Beneficiary Certificate Liquidity Providers | |
| Creation/Redemption | Taiwan Stock Exchange Corporation Guidelines for Creation and Redemption of Beneficial Certificates |
| Split and Reverse Split | Taiwan Stock Exchange Corporation Operating Procedures Governing the Split and Reverse Split of Exchange Traded Funds Beneficial Certificates |
| Information disclosure | Taiwan Stock Exchange Corporation Rules Governing Information Filing by Companies with TWSE Listed Securities and Offshore Fund Institutions with TWSE Listed Offshore Exchange-Traded Funds |
| Taiwan Stock Exchange Corporation Procedures for Verification and Disclosure of Material Information of Trust Enterprises with TWSE Listed Beneficial Certificates and Offshore Fund Institutions | |
| Book-entry operation and custody | Operating Rules of the Taiwan Depository & Clearing Corporation (TDCC) |