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Notices of the TWSE

Date & Ref. No. Subject Attachment
1100506: Tai-Cheng-Chiao-Zi-1100007868 The ceiling of the SBL fee rate is adjusted from 20% to 16% per annum. WORD
990820: Tai-Cheng-Chieh-Zi-0990301448 Revision on the calculation method for SBL brokerage commissions for fixed-rate and competitive auction transactions, and a new option for paying TWSE SBL service fees for negotiated transactions. Effective from September 7, 2010. WORD
990708: Tai-Cheng-Chieh-Zi-0990301163 Amendment to Article 33 of the TWSE “Securities Lending and Borrowing Rules” - Specified offshore Foreign Institutional Investors (FINIs) may provide US dollar (USD) cash collateral. Effective from August 2, 2010. WORD
980122: Tai-Cheng-Chieh-Zi-0980300136 This is to announce settlement procedure related to lenders selling TWSE-listed stocks on loan under negotiated SBL model with a same day early recall. WORD
951204: Tai-Cheng-Chiao-Zi-0950204319 TWSE announcement of guidelines on bank guarantees provided as collateral by borrowers of fixed-rate or competitive auction SBL transactions WORD
950831: Tai-Cheng-Chiao-Zi-0950022633 Article 5 of Taiwan Stock Exchange Corporation Securities Borrowing and Lending Regulations and Article 16 of Regulations Governing Securities Borrowing and Lending by Securities Firms shall not be applied to the directors, supervisors and managers of a publicly issued company, and shareholders holding more than 10 percent of the total issued shares thereof. Therefore, the parties mentioned above shall not participate in SBL transactions. WORD
950816: Tai-Cheng-Chiao-Zi-0950202332 Regarding a foreign examinee to take the exam in English for obtaining SBL specialist license, please comply with the explanations given below. This is promulgated effective immediately. Please take note. WORD
950802: Tai-Cheng-Chiao-Zi-0950019988 Regarding the issues raised by FINIs concerning lending out the loaned securities and declaring the collateral ratio of a negotiated transaction at TWSE, please comply with the explanations given below. WORD
940513: Tai-Cheng-Chieh-Zi-0940012758 TWSE announced amendments to Article 82-2 of the TWSE Operating Rules, and Articles 2, 5, 6, 8, 9, 18 and 22 of the TWSE SBL Regulations effective from June 27, 2005. Please see the attachments for your reference.
940329: Tai-Cheng-Chieh-Zi-0940007527 This is to announce rules related to early recall of lent securities under a negotiated transaction and the sale of such securities on the same day by lenders. This is promulgated effective immediately. WORD
940202: Tai-Cheng-Chieh-Zi-0940002689 The TWSE has announced that, with respect to “specific offshore foreign institutional investors” which are permitted to open securities borrowing and lending accounts and to participate in securities borrowing and lending, permitted “mutual fund” and “unit trust fund” are limited to those which are publicly offered (excluding private funds). Such revisions shall take effect from the announcement date. WORD
931216: Tai-Cheng-Chieh-Zi-0930032732 The fee rate for fixed-rate strategic securities lending transactions is hereby adjusted to be 3.5% p.a. effective from December 20, 2004. WORD
931119: Tai-Cheng-Chieh-Zi-0930028530 The TWSE announcement of amendments to “Securities Lending and Borrowing Regulations” and “Guidelines for Management of Collateral in Fixed-rate and Competitive-Auction Securities Lending and Borrowing Transactions”. The date for implementation will be separately prescribed. Please take note.
920616: Tai-Cheng-Chieh-Zi-0920012564 Where specified institutional investors deal with short selling under strategic securities borrowing and lending, in accordance with the TWSE securities borrowing and lending regulations, such short selling shall be taken place at no lower than the closing price of previous day.
The exemptions from the above-mentioned regulation are as follows:		 WORD
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