Financing Service

Securities firms can offer financing services to investors.

The FSC has opened new business for securities firms to extend loans to investors since July 2006.

Besides, FSC has increased the loan amount of institutional investors who have qualified securities used as collateral from NT$130 million to NT$1,000million since March 2007. These funds can be reinvested further in the securities market, enhancing market liquidity and thus enabling securities firms’ surplus funds to be more effectively used.

1. Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms (
2. Operating Rules for Securities Business Money Lending by Securities Firms (