Page 30 - 臺灣證券交易所2021年報

28 (三)因應疫情發展，提供證券商彈性應變機制，業於 7 月 14 日公告修正「證券商因 應嚴重特殊傳染性肺炎(COVID-19)事件申請居家辦公指引」規定。另為利掌 控全體證券商與從業人員疫情狀況，業於 6 月完成證券商申報單一窗口「疫情調 查系統」申報平台建置，並提供主管機關監管使用。 (四)修正「證券商交割專戶設置客戶分戶帳作業要點」第 9 條，開放有價證券所生孳 息，或公開收購、併購、現金減資及其他經主管機關核准之股務作業應收款，得 匯撥至交割專戶客戶分戶帳，本案業於 4 月 20 日起實施。 (五)實施投資人盤前異常大量委託後撤銷之精進管理措施，加強對投資人執行預收款 券，改善盤前大量委託後撤銷情形，有利提升資訊揭露品質。 3) To allow securities firms to flexibly respond to the developments of the pandemic situation, the TWSE amended the “Guidelines for the Work-From-Home Application by Securities Firms in Response to COVID-19” on July 14. In addition, the TWSE established a single window in June for securities firms to report on the pandemic situation for their personnel, allowing the competent authority to stay on top of developments. 4) The TWSE amended Article 9 of the “Guidelines Governing the Creation of Customer Ledgers of Securities Firms’ Settlement Accounts.” Starting April 20, securities firms may transfer to their customer’s settlement accounts the yields on its securities, or amounts it may receive from public tender offers, mergers, cash capital reductions, and other stock affairs approved by the competent authorities. 「證交所與證券商負責人業務座談會」中就證券市場之發展趨勢、政策方向及監理重點 等重要議題充分交換意見。 The TWSE held forum for responsible persons of securities firms to exchange views on trends, policy direction, and supervision of the securities market.