Page 51 - 臺灣證券交易所2024年報

(2) Opening mini-branches: The TWSE is studying the feasibility of securities firms offering wealth management services at mini-branches. This would expand services and enhance market competitiveness in line with the policy to establish Taiwan as the premier Asian Asset Management Center. (3) In reviewing cross-industry cooperation among securities firms and IT companies, a total of 25 applications from securities firms have been reviewed and reported to the FSC for approval. 5. Improve Monitoring of Trading (1) Following the reduction of the threshold for declaration and public disclosure of substantial shareholding to 5%, the TWSE has worked to promote awareness of this rule change through various channels, including three online briefings, a dedicated webpage, notification reminders, press releases, FB posts, newsletters, and revised promotional handbooks and declaration guidelines. The procedures for reporting of substantial shareholding have been amended, and relevant review operation procedures and systems have been established. Starting May 10, 2024, the Securities and Futures Bureau of the FSC has commissioned the TWSE to review, file, and report cases of acquisition of substantial shareholding. (2) The TWSE promotes the application of emerging technologies in capital market supervision. The news database and search engine platform has been optimized to automatically extract relevant media and public opinion, combine trading price and volume trends into a visual analysis interface, and enhance market surveillance. (3) In conjunction with the FSC’s policy to prevent investment fraud, the TWSE utilized information retrieval technology to establish a mechanism to inspect and conduct sample checks of suspected illegal investment fraud advertisements on internet media platforms. The mechanism receives reports of suspicious fraud advertisements, and has screened over 24,000 cases. 2024 營業報告書 49