Market Rules

While most of the rules concerning our market's operation can be found in the Operation Rules of Taiwan Stock Exchange Corporation, there are different laws, rules and regulations stipulated by market regulators and self-regulatory bodies. You can simply go to the law browse (http://eng.selaw.com.tw/) the individual rules and regulations to view them.

Executive Yuan (the Cabinet) Securities and Futures Bureau Taiwan Stock Exchange Others
General
  • Securities and Exchange Law
  • Enforcement Rules of Securities and Exchange Law
Regulations Governing Stock Exchanges
  • Taiwan Stock Exchange Corporation Public Announcement
  • Operation Rules of Taiwan Stock Exchange Corporation
Operation Bylaws of the Republic of China Over-the-Counter Securities Exchange for Securities Trading on the Over-the-Counter Market
Primary Market
  • Guidelines for Handling Offering and Issuance of Securities by Issuers
  • Guidelines for the Offering and Issuance of Securities by Foreign Issuers
  • Guidelines for Handling Stock Affairs by Public Companies
  • Regulations Governing Use of Proxies by Public Companies for Attendance of Shareholders Meetings
  • Guidelines Governing Particulars to be inscribed in the Evaluation Report of the Securities Underwriters for the Foreign Issuers which offer and issue securities
  • Key Points regarding the items to be included in the Evaluation Report of the Underwriter for the Offering and Issuance of Securities by the Issuer
  • Key Points regarding the items to be included in the Evaluation Report of the Underwriter for the Offering and Issuance of Securities by the issuer
  • Key Points for Depositing into Separate Accounts Prices of Securities Offered and Issued by Issuers
  • Guidelines for the Offering and Issuance of Overseas Securities by Issuers
  • Rules Governing Examination of the Listing of Securities
  • Supplementary Provisions to the Rules Governing Examination of the Listing of Securities
  • Key Points for Classification and Adjustment of Categories of Industries of Listed Companies
  • Taiwan Stock Exchange Corporation Key Points Governing the Particulars to be Described in the Prospectus for the Initial Listing of Securities
  • Guidelines for Handling Application for Issuance of Call (Put) Warrants by Issuers
  • Guidelines for Examination of Securities Traded on Over-the-Counter Markets of ROC Over-the-Counter Securities Exchange
  • The Republic of China Over-the-Counter Securities Exchange Guidelines for the Review of Over the Counter Trading of Foreign Securities
Secondary Market
  • Regulations Governing Securities Firms Dealing with Margin Loan
  • Guidelines for Overseas Chinese and Foreign Nationals to Apply for Investment in the Taiwan Securities Market
  • Rules for Permission of Securities and Futures Transactions between Taiwan and Mainland China
  • Guidelines for Filing a Report Relevant to Acquisition of Shares In Accordance with Paragraph 1 of Article 43-1 of the Securities and Exchange Law38. Regulations Governing Trading of Securities on Over-The-Counter Markets
  • Criteria for Eligibility of Securities for Margin Purchase and Short Sale of Securities
  • Taiwan Stock Exchange Corporation Measures Governing the Purchase and Sale of Foreign Stocks
Securities Firm
  • Establishment Criteria of Securities Firms
  • Regulations Governing Securities Firms
  • Rules Governing Permission for Establishing Branch Institution and Subsidiary in Hong Kong and Macau by a Taiwanese Securities or Futures Institution
  • Rules Governing the Responsible Persons and Associated Persons of Securities Firms
Clearing & Settlemen
  • Regulation Governing Securities Centralized Depository Enterprises
  • Rules Governing Book-Entry Operations of Securities in Centralized Custody
  • Settlement and Foreign Exchange Procedures for Securities Firms Accepting the Consignment Trade of Foreign Securities
  • Rules Governing Securities Firms Accepting the Consignment Trade of Foreign Securities
Others
  • Rules for Administration of Securities Investment Trust Enterprises
  • Rules Governing Administration of Securities Investment Consulting Enterprises
  • Rules Governing Securities Finance Enterprises
  • Rules Governing Administration of Credit Rating Enterprises
  • Regulations Governing the Management of Securities Investment Trust Funds
  • Regulations Governing Operation of Securities Dealers Associations
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