Net Income/Loss Statistics for Securities Firms in Jul 2012

Net Income of overall securities firms in Jul 2012 was NT$1602 million. Among them, net Income of integrated securities firms was NT$1,473 million, net income of securities brokerage firms was NT$126 million, and net income of FCM which engaged in securities business was NT$3 million. Statistics of net income/loss is shown in Table 1.

In Jul, 52 firms recorded net income. Among them, 30 were integrated securities firms, 21 were securities brokerage firms, and 1 was an FCM which engaged in securities business. 32 firms suffered net loss. Among them, 17 were integrated securities firms, and 15 were securities brokerage firms. The lists of top 5 securities firms with net income/loss are shown in Table 2.

Overall, 10 integrated securities firms and 9 securities brokerage firms have had net loss for three consecutive months. The lists of securities firms which have been in the loss for three consecutive months are shown in Table 3.

As of the end of Jul 2012, there were 10 securities firms with stockholders¡¦ equity below paid-in capital. Among them, 5 were integrated securities firms, 4 were securities brokerage firms and 1 was FCM which engaged in securities business. The lists of top 5 securities firms with stockholders¡¦ equity below paid-in capital are shown in Table 4.

Table 1

Statistics of Net Income/Loss

(Million NT$)

Table 2

Top 5 Integrated Securities Firms on Net Income

(Million NT$)

PS.: Pacific Securities CO., LTD. earned NT$1,171 million of gain on disposal of real

estate in June.

Top 5 Integrated Securities Firms on Net Loss

(Million NT$)

Top 5 Securities Brokerage Firms on Net Income

(Million NT$)

Top 5 Securities Brokerage Firms on Net Loss

  (Million NT$)

1 FCM which engaged in securities business

(Million NT$)

Table 3

Lists of Securities Firms in Loss for Three Consecutive Months

Top 5 of 10 Integrated Securities Firms

Top 5 of 9 Securities Brokerage Firms

Table 4

Lists of Securities Firms with Stockholders¡¦ Equity below Paid-in Capital

5 Integrated Securities Firms

4 Securities Brokerage Firms

1 FCM which engaged in securities business