Page 44 - 臺灣證券交易所2021年報
P. 44

   三、推動開放證券自營商參與可轉換公司債競價拍賣。 四、研議客戶得與證券商約定有價證券借貸業務及證券業務借貸款項之外幣擔保品得交 互提存。 五、開放投資人得以客戶應收在途交割款之債權為擔保,設定權利質權予證券商,以向 證券商申請不限用途款項借貸融通資金。 六、研議受益權得作為不限用途款項借貸擔保品之可行性。 七、研議處置期間增加資訊揭露之可行性及相關配套措施。 八、強化證券市場資安防禦能力,輔導第一、二、三級證券商加強整體資安縱深防禦, 降低駭客入侵風險,輔導證券商建置資安防禦設備,並擴大證券商適用範圍。 3. The TWSE will allow securities dealers to participate in competitive auctions of convertible corporate bonds. 4. The TWSE will study allowing the return of foreign currency collateral to be transferred between collateral accounts of securities lending and securities business money lending as agreed by specific foreign institutional investors and brokers. 5. The TWSE will allow investors to create a pledge using in-transit receivables as collateral, and apply for financing through non-restricted purpose loans with securities firms. 6. The TWSE will study the feasibility of accepting beneficiary rights as collateral for non-restricted purpose loans. 7. The TWSE will assess the feasibility and related measures for increased information disclosure during the period of disposition measures. 8. To strengthen the protection ability of the securities market’s information security and lower the risk of cyber-attacks, the TWSE will counsel securities firms belonging to Level One, Level Two, and Level Three to expand and deepen their overall capabilities to defend against attack. The TWSE will also guide securities firms to establish cyber security defense equipment and expand their scope.    42 


































































































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