Page 32 - 臺灣證券交易所109年度年報

三、維持市場秩序
(一)市場監視作業:2020 年度公布注意交易資訊之有價證券計 568 檔 4,262 次，採 取處置措施者計 157 檔 383 次。另於交易時間即時對新聞報導及網路訊息進行 監看，發現影響上市公司股票價格之重大訊息並請其公告澄清者計 10 次，執行 跨市場監視資訊通報計 12 次。
(二)電視投資理財節目之側錄、監看情形:2020 年度側錄檢視約 2,013 個電視投資 理財節目。節目分析人員言論明顯涉有違規情事已陳報主管機關者，計有 33 件、 31 人次。
(三)辦理 10 場次之「防範內線交易暨內部人股權交易宣導說明會」，邀請近 1,900 名上市公司及公開發行公司董事、監察人、經理人、公司治理主管等內部人參與， 協助其充分知悉相關規範。
3. Maintain Market Order
1) Market surveillance: In 2020, there were 4,262 announcements or notices of attention to trading information regarding 568 securities, and 157 disposition measure types taken 383 times. Furthermore, monitoring of news reports and internet messages during real-time trading found 10 cases where material information affected listed companies' share prices and requests were issued to the listed companies for clarification. There were 12 information reports conducted on cross-market surveillance.
2) Recording and monitoring investment and wealth management television programs: In 2020, 2,013 such programs were recorded and reviewed. Thirty-one program analysts were reported to the competent authority 33 times for making comments that clearly violated regulations.
3) The TWSE held 10 sessions of the "Prevent Insider Trading and Stock Trading" seminar, inviting nearly 1,900 board members, supervisors, managers, and corporate governance executives of listed companies to ensure that they have sufficient knowledge of relevant regulations.
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